| Name | Title | Contact Details |
|---|
Agawam Partners is a New York, NY-based company in the Financial Services sector.
Spectrum Investment Advisors, Inc. was incorporated in 1995 as a Registered Investment Adviser registered directly with the SEC. We are built on the premise that achieving your financial goals depends on independent financial advice, timely research, and easy access to the investments and services that best fit your specific needs. Our tagline, “Colors Simplify Investing®”, represents the uniqueness of our education process and the ability of communicating with participants from all different industries and backgrounds. Our patented Spectrum Investor® Communication Process uniquely qualifies us to provide retirement consulting services through the use of the simplicity of colors to communicate investing. We have developed our own color-coded communication materials to educate participants and empower them in the selection and ongoing monitoring of their investment options. Registration with the SEC does not imply a certain level of skill or training. SIA does not approve or endorse any third-party communications on this site.
The Florida Office of Financial Regulation (OFR) provides regulatory oversight for Florida`s financial services industry. The OFR was created in 2003 as the result of the Cabinet Reorganization Act of 2002. Although the OFR is a relatively new agency, its beginnings as a banking, consumer finance and securities regulator date back to the mid-1800s with the creation of the former Comptroller`s Office. The OFR reports to the Financial Services Commission made up of Governor Rick Scott and the members of the Florida Cabinet: Chief Financial Officer Jimmy Patronis, Attorney General Pam Bondi and Agriculture Commissioner Adam Putnam. To protect the citizens of Florida, promote a safe and sound financial marketplace, and contribute to the growth of Florida`s economy with smart, efficient and effective regulation of the financial services industry.
Asset Strategies Portfolio Services is a Auburn Hills, MI-based company in the Financial Services sector.
First Analysis Securities Corporation is a Chicago, IL-based company in the Financial Services sector.